Skill Development Course

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination By CA Nitin Guru

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The examination seeks to create a common minimum knowledge benchmark for individual

investment advisers or principal officers of a non-individual investment adviser and persons

associated with investment advice under SEBI (Investment Advisers) Regulations, 2013.

An individual investment adviser or principal officer of a non-individual investment adviser, registered

under SEBI (Investment Advisers) Regulations, 2013 is required to pass both the levels

(i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISMSeries-X-B: Investment

Adviser (Level 2) Certification Examination to fulfill the requirements under SEBI (Investment Advisers) Regulations, 2013.

The certification aims to enhance the quality of investment advisory and related services in the financial services industry.

Examination Objectives 

On successful completion of the examination, the candidate should:

1. Know the basics of personal financial planning, time value of money, evaluating clients'

    financial position, debt management, and loans.

2. Understand the Indian Financial Markets and Indian Securities market segments

3. Get oriented to different investment products— equity, debt, derivatives, and managed portfolios

    such as mutual funds, portfolio management services, and alternative investment funds.

4. Know about portfolio construction, performance monitoring, and evaluation.

5. Understand operational aspects of investment management, key regulations, ethical issues

    for investment advisers, and grievance redress system.

SYSTEM REQUIREMENT

Unlimited Access To Videos From Upto 6 Devices (Including Our Android and iOS Mobile Apps)